SEBI’s New Brand Guidelines for Investment Advisers and Analysts
Stay informed with the latest SEBI guidelines on brand name usage for Investment Advisers and Research Analysts. Ensure transparency and compliance for your brand.
Tag: SEBI
SEBI’s Advertising Code/ Guidelines for Investment Advisers & Research Analysts
Learn about SEBI's advertisement code for Investment Advisers and Research Analysts. Ensure compliance and maintain transparency in your advertisements.
SEBI Prescribes Simplified Norms for Investor Service Requests
SEBI has introduced simplified and standardized norms for processing investor service requests, PAN, KYC details, and nomination. Learn about the mandatory requirements, consequences of non-compliance, and key takeaways from …
List of 16 Social Audit Standards (SASs) with ICAI Framework (2023)
The ICAI has published the final set of its “Social Audit Standards (SASs)” along with the framework. Social Auditors are required to follow these 16 SASs in the social …
SEBI to Review Fees & Expenses charged by Mutual Funds
The Securities and Exchange Board of India (SEBI) has begun an investigation into the fees and expenses that are levied by mutual fund companies in order to compare and …
Why Mrin Agarwal says not to rely CAs & Insurance Agents or CAs for Financial Advice?
Why does Mrin Agarwal advise against seeking financial advice from CAs or insurance agents? It’s a matter of debate and concern for ICAI and it’s Members. On December 7, …
ICAI forms ‘Institute of Social Auditors of India (ISAI)’, an SRO
Council of the ICAI has approved formation of a ‘Self Regulatory Organisation (SRO)’ to be named as the ‘Institute of Social Auditors of India (ISAI)’ for the purpose of …
ICAI’s Guidance Note on Reports in Company Prospectuses (Revised 2019)
The ICAI has issued a ‘Guidance Note on Reports in Company Prospectuses (Revised Edition 2019)’ on the reporting requirements relating to financial information to be included in ‘prospectus/offer documents’ …